Our compliance approach
We design security, operational controls, and governance with compliance in mind. Compliance is an ongoing program that evolves with our product and regulatory expectations.
Because requirements vary across jurisdictions and use cases, teams should implement controls appropriate for their risk profile and business model.
Regulatory alignment
We monitor and align our practices with applicable regulatory frameworks and industry guidance where relevant to our services and customers.
If you operate in a regulated environment, consult your legal and compliance advisors to determine which rules apply to your organization.
AML / CTF & transaction risk controls
For institutions that require it, we support workflows that can integrate with screening and risk tooling to help reduce exposure to illicit activity.
- AML / KYT screening integrations (where applicable)
- Sanctions screening support through third-party providers
- Configurable policies for approvals, limits, and governance
- Audit trails for operational actions
Travel Rule readiness
Where Travel Rule obligations apply, compliance programs often require customer due diligence, recordkeeping, and information exchange. We support implementations that can accommodate these operational requirements.
Data security & privacy
We apply layered security controls to protect systems and reduce the risk of unauthorized access.
We aim to minimize data collection and limit access to data on a need-to-know basis.
- Access control and least-privilege practices
- Encryption in transit and at rest (where applicable)
- Security monitoring and incident response procedures
- Vendor risk review and third-party access controls
Audit, logs & reporting
Operational transparency is critical for regulated teams. We provide audit logs and reporting capabilities to support internal review and external audits.
- Exportable audit logs
- Role-based activity tracking
- Change history for key configuration
- Evidence collection support for audits
Your responsibilities
You are responsible for understanding and complying with the laws and regulations that apply to your organization.
You should implement appropriate policies for user access, approvals, and operational security.
Important notice
This page is provided for informational purposes only and does not constitute legal advice.
Contact
- For compliance-related questions, contact: info@vultisig.com